Cliff Redfern
Deadline within 7 days
All enforcement and administrative fine cases. Rows highlighted amber have a deadline (task due date or statutory limitation expiry) within the next 7 days.
Reference # | Type | Date Referred | Licensee / Registrant | Months | Division(s) | Nature of Breach | Entity Type | Assigned Officer | Entity # | AML / Prudential | Stage | Final Outcome | Supervisor | Limitation Expires | Next Deadline |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| AF-2026-0002 | Admin Fine | 2026-07-23 | 0 | Michelle Baskett | Step 1 — Fine Referral & Initial Assessment | 2026-07-28 | |||||||||
| ENF-2026-0006 | Enforcement | 2026-07-23 | Meridian Fund Services Ltd | 0 | securities | Unreported change of beneficial ownership discovered during routine filing review. | Jerry Tunney | Step 2 — HOD Review & Approval | 2028-03-18 | 2026-07-26 | |||||
| ENF-2026-0005 | Enforcement | 2026-07-23 | 0 | Michelle Baskett | Step 1 — Enforcement Referral (v2 revised) | 2026-07-28 | |||||||||
| ENF-2026-0004 | Enforcement | 2026-07-23 | OOTBI | 0 | banking | test | Jerry Tunney | Step 2 — HOD Review & Approval | 2028-07-16 | 2026-07-26 | |||||
| ENF-2026-0003 | Enforcement | 2026-07-22 | Wayfarer Trust Ltd | 0 | fiduciary | Suspected misuse of client trust funds identified during on-site inspection. | Michelle Baskett | Step 2 — HOD Review & Approval | 2028-05-10 | 2026-07-25 | |||||
| ENF-2026-0002 | Enforcement | 2026-07-22 | Event Email Test Ltd. | 0 | banking | Workflow event email verification. | Completed | Approved | 2028-06-01 | 2028-06-01 | |||||
| AF-2026-0001 | Admin Fine | 2026-07-22 | Island Fiduciary Services Ltd. | 0 | fiduciary | Failure to file annual AML return within prescribed period. | Jerry Tunney | Step 5 — Committee Review & Recommendation | 2026-10-01 | 2026-08-01 | |||||
| ENF-2026-0001 | Enforcement | 2026-07-22 | Coral Reef Trust Company Ltd. | 0 | fiduciary | Operating without adequate AML controls. | Clifford Redfern | Step 2 — HOD Review & Approval | 2028-03-15 | 2026-07-25 | |||||
| ENF-2026-0722120126 | Enforcement | 2026-07-22 | 0 | Clifford Redfern | Step 1 — Enforcement Referral (v2 revised) | 2026-07-27 | |||||||||
| ENF-2026-0722000735 | Enforcement | 2026-07-21 | DueDate Test Licensee Ltd | 0 | banking | Verifying due date calculation on step transition. | Clifford Redfern | Step 2 — HOD Review & Approval | 2028-07-15 | 2026-07-24 | |||||
| ENF-2026-0721232557 | Enforcement | 2026-07-21 | 0 | Clifford Redfern | Step 1 — Enforcement Referral (v2 revised) | ||||||||||
| ENF-2026-0721210204 | Enforcement | 2026-07-21 | 0 | Clifford Redfern | Step 1 — Enforcement Referral (v2 revised) | ||||||||||
| ENF-2026-0721205730 | Enforcement | 2026-07-21 | 0 | Clifford Redfern | Step 1 — Enforcement Referral (v2 revised) | ||||||||||
| ENF-SPK-2026-0721204858 | Enforcement | 2026-07-21 | dsdsds | 0 | banking | ssdsds | Clifford Redfern | Step 1 — Enforcement Referral (v2 revised) | 2028-07-22 | 2028-07-22 | |||||
| ENF-SPK-2026-0721204250 | Enforcement | 2026-07-21 | 0 | Clifford Redfern | Step 1 — Enforcement Referral (v2 revised) |